Resumes
Resumes
Associate Partner
View pageLocation:
Greater New York City Area
Industry:
Management Consulting
Vice President Supervisory Manager
View pageLocation:
133 Homestead Ave, Amityville, NY 11701
Industry:
Capital Markets
Work:
Jpmorgan Chase & Co. Dec 2012 - Dec 11, 2016
Vice President Supervisory Manager
Financial Industry Regulatory Authority (Finra) Dec 2010 - Dec 2012
Nyse Market Regulation Analyst
Knight Equity Markets Sep 2004 - Sep 2010
Assistant Vice President Compliance
Vice President Supervisory Manager
Financial Industry Regulatory Authority (Finra) Dec 2010 - Dec 2012
Nyse Market Regulation Analyst
Knight Equity Markets Sep 2004 - Sep 2010
Assistant Vice President Compliance
Skills:
Trading
Analysis
Trade Compliance
Legal Compliance
Compliance Testing
Surveillance
Series 7
Series 24
Series 55
Series 63
Proprietary Trading
Market Making
Electronic Trading
Equity Trading
Finra
Options
Etfs
Equities
Securities
Capital Markets
Trading Systems
Hedge Funds
Securities Regulation
Fixed Income
Analysis
Trade Compliance
Legal Compliance
Compliance Testing
Surveillance
Series 7
Series 24
Series 55
Series 63
Proprietary Trading
Market Making
Electronic Trading
Equity Trading
Finra
Options
Etfs
Equities
Securities
Capital Markets
Trading Systems
Hedge Funds
Securities Regulation
Fixed Income
Languages:
English
James Mazzei
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James Mazzei
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James Mazzei
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James Mazzei
View pageLocation:
United States