Resumes
Resumes
Associate Chief Compliance Officer
View pageLocation:
Lincoln, NE
Industry:
Financial Services
Work:
Mutual Securities, Inc. Member Finra, Sipc
Associate Chief Compliance Officer
Securities America Inc.
Director of Compliance
Nelnet Aug 2015 - Feb 2016
Compliance Manager
Fidelity & Guaranty Life Mar 2013 - Jul 2015
Compliance Manager and Suitability Officer
Allstate Financial Jul 1997 - Dec 2012
Regulatory Compliance Officer
Associate Chief Compliance Officer
Securities America Inc.
Director of Compliance
Nelnet Aug 2015 - Feb 2016
Compliance Manager
Fidelity & Guaranty Life Mar 2013 - Jul 2015
Compliance Manager and Suitability Officer
Allstate Financial Jul 1997 - Dec 2012
Regulatory Compliance Officer
Education:
Creighton University School of Law
Doctor of Jurisprudence, Doctorates, Law University of Nebraska - Lincoln
Bachelors, Bachelor of Science, Business Administration, Management, Business Administration and Management
Doctor of Jurisprudence, Doctorates, Law University of Nebraska - Lincoln
Bachelors, Bachelor of Science, Business Administration, Management, Business Administration and Management