Resumes
Resumes
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Regulatory Operations Consultant
View pageLocation:
7 Koosman Dr, Leonardo, NJ 07737
Industry:
Financial Services
Work:
Massmutual Financial Group
Regulatory Operations Consultant
Metlife Feb 2006 - Jul 2013
Senior Broker and Dealer Principal
Metlife May 2004 - Feb 2006
Supervisor and Cashiering Department
Metlife Apr 2003 - May 2004
Transfer of Assets Associate
Datek Online Holdings Corp. May 1999 - Sep 2002
Quality Control and Customer Service
Regulatory Operations Consultant
Metlife Feb 2006 - Jul 2013
Senior Broker and Dealer Principal
Metlife May 2004 - Feb 2006
Supervisor and Cashiering Department
Metlife Apr 2003 - May 2004
Transfer of Assets Associate
Datek Online Holdings Corp. May 1999 - Sep 2002
Quality Control and Customer Service
Skills:
Mutual Funds
Finra
Securities
Options
Financial Services
Series 7
Financial Advisory
Trading
Series 63
Investments
Series 24
Fixed Annuities
Training
Finance
Wealth Management
Investment Advisory
Equities
Uniform Combined State Law
Retirement
Bonds
Finra
Securities
Options
Financial Services
Series 7
Financial Advisory
Trading
Series 63
Investments
Series 24
Fixed Annuities
Training
Finance
Wealth Management
Investment Advisory
Equities
Uniform Combined State Law
Retirement
Bonds