Resumes
Resumes
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Branch Supervisory And Compliance
View pageLocation:
New York, NY
Industry:
Financial Services
Work:
Aegis Capital since Jul 2010
Branch Supervisory/Compliance
E*TRADE Financial May 2008 - Jul 2009
Financial Services Representative
Morgan Stanley Investment Management 2002 - 2008
Senior Associate
NDB 1998 - 2001
Assistant Vice President/Branch Mgr
Sportsphone 1992 - 1998
Supervisor/Announcer
Branch Supervisory/Compliance
E*TRADE Financial May 2008 - Jul 2009
Financial Services Representative
Morgan Stanley Investment Management 2002 - 2008
Senior Associate
NDB 1998 - 2001
Assistant Vice President/Branch Mgr
Sportsphone 1992 - 1998
Supervisor/Announcer
Education:
Manhattan College 1990 - 1993
Skills:
Securities
Equities
Mutual Funds
Fixed Income
Series 7
Investments
Series 63
Financial Services
Risk Management
Portfolio Management
Trading
Leadership
Alternative Investments
Options
Wealth Management
Asset Management
Process Improvement
Series 24
Bonds
Finra
Hedge Funds
Prime Brokerage
Investment Strategies
Equity Trading
Bloomberg
Investment Advisory
Securities Regulation
Asset Allocation
Equities
Mutual Funds
Fixed Income
Series 7
Investments
Series 63
Financial Services
Risk Management
Portfolio Management
Trading
Leadership
Alternative Investments
Options
Wealth Management
Asset Management
Process Improvement
Series 24
Bonds
Finra
Hedge Funds
Prime Brokerage
Investment Strategies
Equity Trading
Bloomberg
Investment Advisory
Securities Regulation
Asset Allocation
Interests:
Process Improvement
Youth Basketball Coach
Leadership Development
Youth Basketball Coach
Leadership Development