Resumes
Resumes
Chief Compliance Officer; Ancora Holdings Inc
View pageLocation:
Cleveland, OH
Industry:
Financial Services
Work:
Ancora Holdings Inc. Jun 2016 - Aug 2017
Chief Compliance Officer; Ancora Advisors Llc
The Ancora Group Jun 2016 - Aug 2017
Chief Compliance Officer; Ancora Holdings Inc
Ancora Holdings Inc. Nov 2014 - May 2016
Vice President Compliance
Victory Capital Jun 2011 - Nov 2014
Office of Foreign Assets Control and Osfi Senior Compliance Officer
Victory Capital 2009 - Jun 2011
Senior Compliance Officer
Chief Compliance Officer; Ancora Advisors Llc
The Ancora Group Jun 2016 - Aug 2017
Chief Compliance Officer; Ancora Holdings Inc
Ancora Holdings Inc. Nov 2014 - May 2016
Vice President Compliance
Victory Capital Jun 2011 - Nov 2014
Office of Foreign Assets Control and Osfi Senior Compliance Officer
Victory Capital 2009 - Jun 2011
Senior Compliance Officer
Education:
Ohio University Heritage College of Osteopathic Medicine 1994 - 1997
Bachelors, Bachelor of Business Administration, Economics, Business Economics, International Business
Bachelors, Bachelor of Business Administration, Economics, Business Economics, International Business
Skills:
Risk Management
Mutual Funds
Investments
Asset Managment
Portfolio Management
Securities
Wealth Management
Due Diligence
Investment Advisory
Analysis
Equities
Fixed Income
Mutual Funds
Investments
Asset Managment
Portfolio Management
Securities
Wealth Management
Due Diligence
Investment Advisory
Analysis
Equities
Fixed Income