Resumes
Resumes
Field Operations And Supervisory Associate
View pageLocation:
1585 Weatherstone Trl, De Pere, WI 54115
Industry:
Financial Services
Work:
Equity Services, Inc.
Field Operations and Supervisory Associate
National Life Group Jan 2017 - Nov 2019
Operations and Compliance Manager
Massmutual Financial Group Jul 2016 - Oct 2016
Senior Firm Compliance Consultant
Metlife Jun 2007 - Jun 2016
Senior Agency Compliance Consultant
Metlife Jun 1996 - Jun 2007
Operations Manager
Field Operations and Supervisory Associate
National Life Group Jan 2017 - Nov 2019
Operations and Compliance Manager
Massmutual Financial Group Jul 2016 - Oct 2016
Senior Firm Compliance Consultant
Metlife Jun 2007 - Jun 2016
Senior Agency Compliance Consultant
Metlife Jun 1996 - Jun 2007
Operations Manager
Skills:
Insurance
Investments
Risk Management
Securities
Financial Services
Series 7
Series 24
Series 53
Series 63
Investments
Risk Management
Securities
Financial Services
Series 7
Series 24
Series 53
Series 63
Certifications:
Series 7
Finra General Securities Representative
Series 24 Finra General Securities Principal
Series 53 Finra Municipal Securities Principal
Series 63 State Securities Agent
Series 7Finra General Securities Representative
Series 24Finra General Securities Principal
Series 53Finra Municipal Securities Principal
Series 63State Securities Agent
Series 7 Finra General Securities Representative
Series 24 Finra General Securities Principal
Series 53 Finra Municipal Securities Principal
Series 63 State Securities Agent
Series 24 Finra General Securities Principal
Series 53 Finra Municipal Securities Principal
Series 63 State Securities Agent
Series 7Finra General Securities Representative
Series 24Finra General Securities Principal
Series 53Finra Municipal Securities Principal
Series 63State Securities Agent
Series 7 Finra General Securities Representative
Series 24 Finra General Securities Principal
Series 53 Finra Municipal Securities Principal
Series 63 State Securities Agent